Compliance Report Workshop

for Cat 1 FSP’s without a Compliance Officer

Introduction:

Compliance Reports for Cat 1 FSPs are due before 28 February 2019. The report will cover the reporting period 1 January 2018 to 31 December 2018.

Focus Area:

The workshops cover the completion and submission of the 2018 Compliance Report.

Who should Attend:

FSP’s without a Compliance Officer. The workshops will guide you through the completion of the 2018 Compliance Report for your FSP. The timing of the workshop will provide you with adequate time in which to finalise your own submission. You will be provided with a paper copy of the Compliance Report and will be able to follow and complete your own submission manually, or if you are able to bring a computer with internet access to the venues, you can complete the document electronically. The live webinar will allow you to ask questions online. You will be able to send through relevant queries to the studio presenters or ask them directly in the Face-to-face workshops.

CPD Info:

The face-to-face workshop will count towards one (1) CPD hour. The live webinar will not count towards any CPD hours.

Agenda:

09H30 – 10H00: Registration

10H00 – 10H05: Welcome and Logistics by Paull Lawrence (speaker for the workshop)

10H05 – 10H50: Completing the 2018 Compliance Report (1)

10H50 – 11H00: Break and Refreshments

11H00 – 11H30: Completing the 2018 Compliance Report (2)

11H30 – 11H40: Self-Comply Offering (previously Protector)

11H40 – 12H00: Questions and Closing

Presented by:

Paull Lawrence

Cities:

Cape Town
Durban
Johannesburg
Webinar

Time:

09:00 - 12:00

Cost:

Various options

Notice:

Moonstone Compliance Clients qualify for discount on this product. Please use your FSP number in the coupon field below.

Category

COB
CPD

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