As a Key Individual you have certain requirements and responsibilities placed on you by the FAIS Act. How has the recent Fit and Proper amendments influenced Key Individuals?
Moonstone offers Fit and Proper for Key Individual Workshops that will provide you with insights to ensure that you are fighting fit!
The workshops are aimed at Key Individuals who are responsible for the managing and overseeing of the activities of licenced Financial Services Providers. The workshop will addresses the fit-and-proper requirements for Key Individuals as well as their responsibilities towards their FSP in terms of Board Notice 194 of 2017.
Focus Area:This workshop covers the fit-and-proper requirements for Key Individuals and their responsibilities especially with reference to BN194/2017.
Who should Attend:Key Individuals and Compliance Officers
CPD Info:7 CPD hours. The workshops are accredited by the Compliance Institute of Southern Africa and thus qualify as a CPD activity towards the accumulation of CPD hours as required by the FSCA.
08:30 - 09:00: Coffee/Tea & Registration
09:00-10:30: Session 1 - Introduction and Fit and Proper Requirements for Key Individuals
10:30-10:45: Tea Break
10:45-12:00: Session 2 - Responsibilities of Key Individuals in terms of BN 194/2017
12:30-14:00: Session 3: Responsibilities of Key Individuals in terms of BN 194/2017 (continued)