Investments

Facilitated training for COB & CPD

Introduction:

Class of business training is a new Fit and Proper requirement in terms of Section 29 of the Board Notice 194, 2017 – Determination of Fit and Proper requirements.
This course addresses the Board Notice requirements for class of business training in terms of section 29(4) and will enable you to obtain an understanding of the products that form part of the investment class of business, including its subclasses.

Focus Area:

Product features and benefits, costs and risks, tax implications, legislation, market participants, economic factors and appropriateness for client needs of the different products that form part of the investment class of business, including its subclasses.

Who should Attend:

Supervised representatives, financial advisors, para-planners, key individuals

CPD Info:

8.5 CPD points on completion of course and successful pass of final assessment The course is accredited by the Financial Planning Institute and thus qualifies as a verifiable CPD activity towards the accumulation of CPD hours as required by the FSCA.

COB Info:

Investment class of business consists of the following subclasses which are included in the training

  • Shares
  • Money market instruments
  • Debentures and securitised debt
  • Bonds
  • Derivative instruments, warrants, certificates or other instruments
  • Securities and instruments
  • Participatory interests in a collective investment scheme
  • Participatory interests in a CIS hedge fund
  • Retail pension benefits
  • To receive a certificate, complete the following via e-learning: Free Financial Services Overview and Economic & Investments Overview Modules

Agenda:

Day 1

08:30-09:00: Registration
09:00-10:30: Overview of securities and instruments used in the investment environment
10:30-10:45: Tea
10:45-12:30: Overview of securities and instruments used in the investment environment, continued
12:30-13:00: Lunch
13:00-15:00: Participatory interests in one or more collective investment schemes and hedge funds
15:00-15:15: Tea
15:15-15:30: Participatory interests in one or more collective investment schemes and hedge funds, continued

Day 2

08:30-09:00: Registration
09:00-10:00: Retirement products: General aspects
10:00-10:15: Tea
10:15-11:00: Retirement products: General aspects, continued
11:00-13:00: Aspects relating to specific retirement products
13:00-13:30: Lunch
13:30-14:00: Complete Final Summative assessment

Hosted by:

Moonstone Business School of Excellence

Cities:

Johannesburg
Pretoria

Time:

Day 1: 08:30 - 15:30 | Day 2: 08:30 - 14:00

Cost:

R2700 excl. VAT

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