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2017 Compliance Report Workshop for Cat 1 FSP’s without a Compliance Officer.

Compliance Reports for Cat 1 FSPs are due before 28 February 2018.
The workshop will cover the reporting period 1 January 2017 to 31 December 2017.

Why attend?

  • The workshop will guide you through the completion and submittal of your 2017 Compliance Report.
  • We will discuss the new Fit & Proper requirements such as Class of Business Training, Product Specific Training, Continuous Professional Development as well as the new Operational Ability aspects.
  • The timing of the workshop will provide you with adequate time in which to finalise your own submission.
  • You will be provided with a hard copy of the Compliance Report and will be able to follow and complete your own submission manually, or if you are able to bring a computer with own internet access to the venues, you can complete the document electronically.

Format:

Face to Face workshops – hosted  at our Moonstone Exam centers.
Webinar ( NEW ) – join the workshop from the comfort of your office

  • Brought to you by:

Your host: Paull Lawrence

Need Help?
Click to see our booking guideline.

Face to Face

Agenda:

09h30 Registration
10h00 Welcome & Logistics
10h05 Key Questions – 2017 Compliance Report (1)
10h35 Break
10h45 Key Questions – 2017 Compliance Report (2)
11h15 Important Regulatory Changes
11h50 Questions and Closing

 

Dates:

15 February – Durban
20 February – Cape Town
21 February – Johannesburg

Cost:

Moonstone Protector Clients*:  Free
Non – Clients: R750 excl VAT

Webinar

Agenda:

09h45 Login and Connecting
10h00 Welcome & Logistics
10h05 Key Questions – 2017 Compliance Report (1)
10h35 Break
10h45 Key Questions – 2017 Compliance Report (2)
11h15 Important Regulatory Changes
11h50 Questions and Closing

 

Date:

22 February

Cost:

Moonstone Protector Clients*:  Free
Non – Clients: R450 excl VAT



*A Moonstone Protector client is a FSP that has contracted Moonstone Compliance (Pty) Ltd as a service i.e. a FSP who has agreed and signed up to a Protector Service package.

Seats are limited, so don’t delay registration. Book your attendance today!

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